Tuesday, February 01, 2005

Securities Fraud Attorneys - SHEPHERD, SMITH&EDWARDS, LLP - Did Ali Safavi manage your investments?"

Securities Fraud Attorneys - SHEPHERD, SMITH&EDWARDS, LLP: "Ali Safavi
Ali Safavi (CRD #1958071, Registered Representative, McLean, Virginia) was barred from association with any NASD member in any capacity. The sanction was based on findings that Safavi forged documents and converted customer funds totaling $215,133 for his own use. The findings also stated that Safavi changed the addresses of public customers without their permission or knowledge. On at least one occasion, he changed their addresses to his own residential address. In addition, Safavi failed to respond to NASD requests for information. (NASD Case #C07990060)

Did Ali Safavi manage your investments?"